Created by brokers and compliance specialists
Why use Brokercomply?
Your compliance, our priority
The obligations on insurance brokers have intensified in recent years. Wecomply offers a platform to help you comply with all your compliance obligations.
Simplify the compliance of your files with company requirements and the mandatory reports of the FSMA. We have digitized everything for you!
Say goodbye to scattered documents and forms! Brokercomply allows you to centralize all client profiles in one convenient and accessible location.
From client identification and acceptance to determining their risk profile, conducting internal investigations, making declarations, annual reporting, updating policies and procedures, monitoring training, and new legislation. Brokercomply covers the entire AML cycle!
Features
Brokercomply is an all-in-one solution that allows insurance brokers to centralize the entire compliance management process in a single channel
01 Client Identification & Acceptance
Gather the requirements and needs of your clients, then generate the contact introduction sheet. Identify your clients and analyze their risk with ease. Based on the contract data, we automatically calculate your client's risk profile.
02 Automated Data entry
Import the insurance company's KYC form and you're all set! The tool scans your document and automatically encodes the contract data into the platform. Client identification and acceptance in just one minute, flat!
03 Sanction & Media screening
Ensure that your clients are not listed on any sanctions lists and conduct media checks to confirm that there are no negative reports about them that could impact their risk profile
06 Compliance Documentation
Download, manage, and review all your compliance documents: policies, procedures, forms, and risk matrix. The tool sends you reminders for updates, helps ensure compliance, and makes it easy to track necessary changes
04 FSMA reporting
Brokercomply has digitized all AML reporting, saving you valuable time. No more wasting time searching for data; everything is updated in real time with Brokercomply!
07 Training
Record and track completed training sessions, import certificates and training materials, and receive reminders for training deadlines. Access to accredited training organizations, or create a custom training program with one of our experts
05 Surveillance
Monitor and record events related to your clients and their contracts. Conduct internal investigations, document the findings, and propose corrective actions if necessary
08 Legal watch
With Brokercomply, you receive real-time alerts and analyses of new laws and regulations, ensuring that your business stays compliant and ahead of compliance requirements
AML & IDD Compliance
Client Acceptance
All-in-one Solution
Document Storage
Become a Member
Using Brokercomply means subscribing to peace of mind. Our team of experts supports you throughout all your compliance obligations.
Benefits
Brokercomply access
Compliance audit: Assess your level of compliance with industry standards
Updating your policies and procedures: Rest assured, you start with up-to-date documents!
Facing an FSMA audit? We are here to help you prepare thoroughly
Have a question or a specific need? Our experts are here to assist you
Some of your client files are not in order? We will set up a documentation program
Pricing tailored to your size and activities
Want to discover Brokercomply?
Contact us, and we will be happy to arrange a presentation and answer all your questions.
In short
All-in-one solution
From client identification and acceptance to determining their risk profile, conducting internal investigations, making declarations, annual reporting, updating policies and procedures, monitoring training, and new legislation.
Brokercomply covers the entire compliance cycle!
Discover our free compliance test